At Westport Resources, a select group of Professional Affiliates operate individually as part of either or both our Registered Investment Advisor (RIA), Westport Resources Management, Inc. or our broker-dealer, Westport Resources Investment Services, Inc..

Each Professional Affiliate is committed to continuing the Westport Resources tradition of providing clients exceptional service backed by the highest of professional standards. Westport Resources provides Professional Affiliates access to the resources needed to attain success and perform to their highest potential.

Professional Affiliates collectively provide Westport Resources' clients the option of choosing amongst several financial planners and investment advisors who operate autonomously within a wide range of investment styles. This provides potential clients the advantage of the finding a Professional Affiliate and investment style which bests suits their needs.

Professional Affiliates offer clients the following:

• Brokerage Services - We offer a comprehensive array of brokerage services, execution, and investment options. Securities are offered through Westport Resources Investment Services, Inc., an affiliated broker-dealer registered with the SEC and a member of FINRA & SIPC. Brokerage accounts are carried by Pershing An Affiliate of The Bank of New York Mellon.
• Execution Capabilities - Offering includes buying and selling equities and bonds to planning and executing options and hedging strategies.
• Full Range of Products - Equities, Treasury & Corporate Bonds, Municipals, Options, Mutual Funds, Margin Accounts, IRAs & a full range of retirement plan prototypes, CDs, CMOs, GNMAs, Precious Metals, Unit Investment Trusts, Limited Partnerships, and more.
• Investment Strategies - Expertise from the highly ranked Portfolio Managers of Westport Resources Management, Inc., who offer both market-specific (e.g., Fixed Income, International, etc.) and client-customized strategies.
• Expertise and Guidance - From stock selection to asset allocation, financial planning, and more.

Westport Resources provides Professional Affiliates with:

• Complete back office capabilities

Additional assets to manage where relevant to style and suitable based on client goals

• Association with a network of other professional affiliates
• State of the art workstations, and technology/desktop support as needed
• Independent research services
• Office space